Hedge Fund Banking and family offices Software

FINMA Check

 
This module checks daily, weekly and/or monthly transactions and generates warnings depending on the client activity and defined selection rules.

The financial institution can define rules based on single transactions or grouped transactions. With the module 'Client Rating' installed, all rules can be cross checked with the calculated rating of the beneficiary owner.

Every generated warning follows a system defined process, involving client-advisors, managers and the compliance office.
FINMA Check generates warning-related questions protocolling all given answers and status changes, building a FINMA compliant quality control system.


This module can be installed as PAMS/PAMSLite plugin or with the DB-Digger module as standalone product.